| Financial Services Licensed Sales Assistant Job Description |
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| The following is a full job description for Financial Services Licensed Sales Assistant. Here are the requirements and responsibilities for Financial Services Licensed Sales Assistant along with statistics. If after reading this page you determine that Financial Services Licensed Sales Assistant is not the position you are looking for, you may want to try one of these similar titles: Financial Services Licensed Senior Sales Assistant, Financial Assistant II, Financial Assistant III, Financial Assistant I, Sales Assistant Team Leader, Sales Assistant II, Sales Assistant I, Sales Assistant III, Financial Analyst II |
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| Requirements and Responsibilities For Financial Services Licensed Sales Assistant |
| Responsible for providing sales and business development support for one or more licensed sales representatives. Provides basic customer service and administrative support, including answering product questions, making changes to accounts, opening new accounts, and fulfilling requests for additional information. Ensures all transactions are in compliance with bank policies and applicable banking regulations. Develops and maintains thorough knowledge and understanding of product offerings. Typically requires an associate degree. Requires passing the FINRA SIE and Series 63 and either FINRA Series 6 (Investment Company Products/Variable Contracts Limited Representative) or Series 7 (General Securities Representative), in addition to the applicable state insurance license. Typically reports to a supervisor. Works under moderate supervision. Gaining or has attained full proficiency in a specific area of discipline. Typically requires 1-3 years of related experience. |
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| Also referred to as: Banking Products and Services Sales Assistant I, Financial Services Licensed Sales Assistant I, Licensed Retail Sales Assistant I |
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| Similar Jobs: Financial Services Licensed Senior Sales Assistant, Financial Assistant II, Financial Assistant III, Financial Assistant I, Sales Assistant Team Leader, Sales Assistant II, Sales Assistant I, Sales Assistant III, Financial Analyst II |
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| Level of Education: Financial Services Licensed Sales Assistant Salaries with an Associate's Degree, Financial Services Licensed Sales Assistant Salaries with a Bachelor's Degree, Financial Services Licensed Sales Assistant Salaries with a Master's Degree or MBA, Financial Services Licensed Sales Assistant Salaries with a JD, MD, PhD or Equivalent |
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| Industries: Financial Services | |
